Learning loss due to school closures during the COVID-19 pandemic
Per Engzell, Arun Frey, Mark D. Verhagen · 2021
코로나19로 학교가 문을 닫았을 때 아이들이 얼마나 덜 배웠는지를 네덜란드 초등학생 35만 명의 시험 자료로 잰 연구입니다. 휴교가 8주로 짧고 인터넷 환경이 좋은 나라였는데도 학습 손실은 한 해 수업의 5분의 1에 이르렀습니다. 부모의 학력이 낮은 가정의 아이들은 손실이 최대 60% 더 컸습니다.
출처 Engzell, Frey & Verhagen (2021), Proceedings of the National Academy of Sciences, 118(17), e2022376118 · 라이선스 CC BY 4.0 · 원문
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5장 · Materials and Methods
Three features of the Dutch education system make this study possible (SI Appendix, section 2). The first one is the student monitoring system, which provides our test score data. This system comprises a series of mandatory tests that are taken twice a year throughout a child’s primary school education (ages 6 to 12 y). The second one is the weighted system for school funding, which until recently obliged schools to collect information on the family background of all students. Third is the fact that some schools rely on third-party service providers to curate data and provide analytical insights. It is not uncommon that such providers generate anonymized datasets for research purposes. We partnered with the Mirror Foundation (https://www.mirrorfoundation.org/), an independent research foundation associated with one such service provider, who gave us access to a fully anonymized dataset of students’ test scores. The sample covers 15% of all primary schools and is broadly representative of the national student body (SI Appendix, section 5.1).
Test Scores
Nationally standardized tests are taken across three main subjects: math, spelling, and reading (SI Appendix, section 3.1). Students across The Netherlands take the same examination within a given year. These tests are administered in school, and each of them lasts up to 60 min. Test results are transformed to percentile scores, but the norm for transformation is the same across years so absolute changes in performance over time are preserved. We rely on translation keys provided by the test producer to assign percentile scores. However, as these keys are actually based on smaller samples than that at our disposal, we further impose a uniform distribution in our sample within cells defined by subject, grade, and testing occasion: midyear vs. end of year.
Our main outcome is a composite score that takes the average of all nonmissing values in the three areas (math, spelling, and reading). In sensitivity analyses in SI Appendix, section 7.1, we require a student to have a valid score on all three subjects. We also display separate results for the three subtests in Fig. 3. The test in math contains both abstract problems and contextual problems that describe a concrete task. The test in reading assesses the student’s ability to understand written texts, including both factual and literary content. The test in spelling asks the student to write down a series of words, demonstrating that the student has mastered the spelling rules. Reliability on these tests is excellent: Composite achievement scores correlate above 0.80 for an individual across 2 study years (SI Appendix, section 5.3).
As an alternative outcome we also assess students’ performance on shorter assessments of oral reading fluency in Fig. 5 (SI Appendix, section 3.1). This test consists of a set of cards with words of increasing difficulty to be read aloud during an allotted time. In the terminology of the test producer, its goal is to assess “technical reading ability”—likely a mix of reading ability, cognitive processing, and verbal fluency. We interpret it as a test of learning readiness. Crucially, comprehension of the words is not needed and students and parents are discouraged to prepare for it. As this part of the assessment does not test for the retention of curricular content, we would expect it to be less affected by school closures, which is indeed what we find.
Parental Education
Data on parental education are collected by schools as part of the national system of weighted student funding, which allocates greater funds per student to schools that serve disadvantaged populations. The variable codes as high educated those households where at least one parent has a degree above lower secondary education, as low educated those where both parents have a degree above primary education but neither has one above lower secondary education, and as lowest educated those where at least one parent has no degree above primary education and neither parent has a degree above lower secondary education. These groups make up, respectively, 92, 4, and 4% of the student body and our sample (SI Appendix, section 5.1). We provide a more extensive discussion of this variable in SI Appendix, sections 3.2, 5.3, and 5.4.
Other Covariates
Sex is a binary variable distinguishing boys and girls. Prior performance is constructed from all test results in the previous year. We create a composite score similar to our main outcome variable and split this into tertiles of top, middle, and bottom performance. School grade is the year the student belongs in at the time of testing. School starts at age 4 y in The Netherlands but the first three grades are less intensive and more akin to kindergarten. The last grade of comprehensive school is grade 8, but this grade is shorter and does not feature much additional didactic material. In matched analyses using reweighting on the propensity of treatment and maximum-entropy weights, we also include a set of school characteristics described in SI Appendix, section 3.2: school-level socioeconomic disadvantage, proportion of non-Western immigrants in the school’s neighborhood, and school denomination.
Difference-in-Differences Analysis
We analyze the rate of progress in 2020 to that in previous years using a difference-in-differences design. This first involves taking the difference in educational achievement prelockdown (measured using the midyear test) compared to that postlockdown (measured using the end-of-year test): Δyi2020=yi2020−end−yi2020−mid, where yi is some achievement measure for student i and the superscript 2020 denotes the treatment year. We then calculate the same difference in the 3 y prior to the pandemic, Δyi2017−2019. These differences can then be compared in a regression specification,
where Zi is a vector of control variables, Ti is an indicator for the treatment year 2020, and ϵij is an independent and identically distributed error term clustered at the school level. In our baseline specification, Zi includes a linear trend for the year of testing and a variable capturing the number of days between the two tests. To assess heterogeneity in the treatment effect, we add terms interacting each student characteristic Xi with the treatment indicator Ti,
where Xi is one of parental education, student sex, or prior performance. In addition, we estimate Eq. 1 separately by grade and subject. In SI Appendix, section 3.2, we provide more extensive motivation and description of our model and the additional strategies we use to deal with loss to follow-up. Throughout our analyses, we adjust confidence intervals for clustering on schools using robust standard errors.
Effect Size Conversion
Our effect sizes are expressed on the scale of percentiles. In educational research it is common to use standard-deviation–based metrics such as Cohen’s d. Assuming that percentiles were drawn from an underlying normal distribution, we use the following formula to convert between one and the other:
where δ is the treatment effect on the percentile scale, and Φ−1 is the inverse cumulative standard normal distribution. Generally, with “small” or “medium” effect sizes in the range d∈[−0.5,0.5], this transformation implies a conversion factor of about 0.025 SD per percentile.
Propensity Score and Entropy Weighting
Moreover, we match treatment and control groups on a wider range of individual- and school-level characteristics using reweighting on the propensity of treatment and maximum-entropy balancing. In both cases, we use sex, parental education, prior performance, two- and three-way interactions between them, a student’s school grade, and school-level covariates: school denomination, school disadvantage, and neighborhood ethnic composition. Propensity of treatment weights involves first estimating the probability of treatment using a binary response (logit) model and then reweighting observations so that they are balanced on this propensity across comparison and treatment groups. The entropy balancing procedure instead uses maximum-entropy weights that are calibrated to directly balance comparison and treatment groups nonparametrically on the observed covariates.
School and Family Fixed Effects
We perform within-school and within-family analyses using fixed-effects specifications. The within-school design discards all variation between schools by introducing a separate intercept for each school. By doing so, it eliminates all unobserved heterogeneity across schools which might have biased our results if, for example, schools where progression within the school year is worse than average are overrepresented during the treatment year. The same logic applies to the within-family design, which discards all variation between families by introducing a separate intercept for each group of siblings identified in our data. This step reduces the size of our sample by approximately 60%, as not every student has a sibling attending a sampled school within the years that we are able to observe.
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