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A manifesto for reproducible science

Marcus R. Munafò et al. · 2017

발표된 연구 결과가 다시 실험하면 되풀이되지 않는 재현성 문제를 해결하기 위해 연구 방법 · 보고 · 재현 · 평가 · 보상 제도에서 할 일을 제안한 선언문입니다. 연구 계획을 미리 등록하고 자료를 공개하는 일이 왜 필요한지 설명합니다.

출처 Munafò et al. (2017), Nature Human Behaviour, 1, 0021 · 라이선스 CC BY 4.0 · 원문

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3장 · Methods

In this section we describe measures that can be implemented when performing research (including, for example, study design, methods, statistics, and collaboration).

Protecting against cognitive biases. There is a substantial literature on the difficulty of avoiding cognitive biases. An effective solution to mitigate self-deception and unwanted biases is blinding. In some research contexts, participants and data collectors can be blinded to the experimental condition that participants are assigned to, and to the research hypotheses, while the data analyst can be blinded to key parts of the data. For example, during data preparation and cleaning, the identity of experimental conditions or the variable labels can be masked so that the output is not interpretable in terms of the research hypothesis. In some physical sciences this approach has been extended to include deliberate perturbations in or masking of data to allow data preparation (for example, identification of outliers) to proceed without the analyst being able to see the corresponding results. Pre-registration of the study design, primary outcome(s) and analysis plan (see ‘Promoting study pre-registration’ section’, below) is a highly effective form of blinding because the data do not exist and the outcomes are not yet known.

Improving methodological training. Research design and statistical analysis are mutually dependent. Common misperceptions, such as the interpretation of P values, limitations of null-hypothesis significance testing, the meaning and importance of statistical power, the accuracy of reported effect sizes, and the likelihood that a sample size that generated a statistically significant finding will also be adequate to replicate a true finding, could all be addressed through improved statistical training. Similarly, basic design principles are important, such as blinding to reduce experimenter bias, randomization or counterbalancing to control for confounding, and the use of within-subjects designs, where possible, to maximize power. However, integrative training in research practices that can protect oneself against cognitive biases and the effects of distorted incentives is arguably more important. Moreover, statistical and methodological best practices are under constant revision and improvement, so that senior as well as junior researchers need continuing methodological education, not least because much training of early-career researchers is informal and flows from their supervisor or mentor. A failure to adopt advances in methodology — such as the very slow progress in increasing statistical power — may be partly a function of failing to inculcate a continuing professional education and development ethic.

Without formal requirements for continuing education, the most effective solutions may be to develop educational resources that are accessible, easy-to-digest and immediately and effectively applicable to research (for example, brief, web-based modules for specific topics, and combinations of modules that are customized for particular research applications). A modular approach simplifies the process of iterative updating of those materials. Demonstration software and hands-on examples may also make the lessons and implications particularly tangible to researchers at any career stage: the Experimental Design Assistant (https://eda.nc3rs.org.uk) supports research design for whole animal experiments, while P-hacker (http://shinyapps.org/apps/p-hacker/) shows just how easy it is to generate apparently statistically significant findings by exploiting analytic flexibility.

Implementing independent methodological support. The need for independent methodological support is well-established in some areas — many clinical trials, for example, have multidisciplinary trial steering committees to provide advice and oversee the design and conduct of the trial. The need for these committees grew out of the well-understood financial conflicts of interest that exist in many clinical trials. The sponsor of a trial may be the company manufacturing the product, and any intentional or unintentional influence can distort the study design, analysis and interpretation of results for the ultimate financial benefit of the manufacturer at the cost of the accuracy of the science and the health benefit to the consumers. Non-financial conflicts of interest also exist, such as the beliefs and preconceptions of individual scientists and the stakes that researchers have in obtaining publishable results in order to progress their career. Including independent researchers (particularly methodologists with no personal investment in a research topic) in the design, monitoring, analysis or interpretation of research outcomes may mitigate some of those influences, and can be done either at the level of the individual research project or through a process facilitated by a funding agency (see Box 1).

Encouraging collaboration and team science. Studies of statistical power persistently find it to be below (sometimes well below) 50%, across both time and the different disciplines studied. Low statistical power increases the likelihood of obtaining both false-positive and false-negative results, meaning that it offers no advantage if the purpose is to accumulate knowledge. Despite this, low-powered research persists because of dysfunctional incentives, poor understanding of the consequences of low power, and lack of resources to improve power. Team science is a solution to the latter problem — instead of relying on the limited resources of single investigators, distributed collaboration across many study sites facilitates high-powered designs and greater potential for testing generalizability across the settings and populations sampled. This also brings greater scope for multiple theoretical and disciplinary perspectives, and a diverse range of research cultures and experiences, to be incorporated into a research project.

Multi-centre and collaborative efforts have a long and successful tradition in fields such as randomized controlled trials in some areas of clinical medicine, and in genetic association analyses, and have improved the robustness of the resulting research literatures. Multi-site collaborative projects have also been advocated for other types of research, such as animal studies, in an effort to maximize their power, enhance standardization, and optimize transparency and protection from biases. The Many Labs projects illustrate this potential in the social and behavioural sciences, with dozens of laboratories implementing the same research protocol to obtain highly precise estimates of effect sizes, and evaluate variability across samples and settings. It is also possible, and desirable, to incorporate a team science ethos into student training (see Box 2).

CHDI Foundation — a privately-funded non-profit drug-development organization targeting Huntington's disease — convened a working group in 2013 to identify practical and viable steps that could be taken to help ensure the rigor of their research. One concrete product of this meeting was the establishment of the Independent Statistical Standing Committee (ISSC; http://chdifoundation.org/independent-statistical-standing-committee/) designed to provide independent, unbiased and objective evaluation and expert advice regarding all aspects of experimental design and statistics. CHDI has made this resource available to the wider Huntington's disease research community on a priority basis. The ISSC is comprised of individuals with specific expertise in research design and statistics. Critically, committee members are not themselves engaged in Huntington's disease research, and have no investment in study results, or other conflicts of interest. The committee provides a number of services, including (but not limited to) provision of expert assistance in developing protocols and statistical analysis plans, and evaluation of prepared study protocols. Their oversight and input, particularly at the study design stage, may mitigate low statistical power, inadequate study design, and flexibility in data analysis and reporting. As recently highlighted, “asking questions at the design stage can save headaches at the analysis stage: careful data collection can greatly simplify analysis and make it more rigorous”.

Student assessment requirements, and limited access to populations of interest, may hinder extensive collaboration within a single institution, but it could be achieved across multiple institutions in the form of a distributed student project. Under this model, academics and students from several institutions would form a consortium, collaboratively develop a research question, protocol and analysis plan, and publicly pre-register it prior to data collection. The protocol would be implemented by each student at each participating centre, and the resulting data pooled for analysis. Consortium meetings before and after data collection could be used to integrate training in research design, while offering opportunities for creative input from the students. Conclusions based on results would be mutually agreed in preparation for wider dissemination, using inclusive authorship conventions such as those adopted by genetic consortia. Students would learn rigorous research methods through active participation in research that is sufficiently well designed and conducted to be genuinely meaningful. Critically, collaborative team science would be instilled at an early stage of training.

The Collaborative Replications and Education Project (CREP; https://osf.io/wfc6u/) is an example of this concept in psychology, albeit in a more centralized form. A coordinating team identifies recently published research that could be replicated in the context of a semester-long undergraduate course on research methods. A central commons provides the materials and guidance to incorporate the replications into projects or classes, and the data collected across sites are aggregated into manuscripts for publication. The Pipeline and Many Labs projects also offer opportunities to contribute to large-scale replication efforts with coordinated data collection across many locations simultaneously.

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