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International AI Safety Report 2026

Yoshua Bengio (Chair) et al. · 2026

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출처 Bengio et al. (2026), Department for Science, Innovation and Technology (UK), DSIT 2026/001 · 라이선스 OGL v3.0 · 원문

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15장 · Risk Management

Efforts to develop and implement appropriate risk management practices for general-purpose AI are ongoing among developers, researchers, and policymakers, but are still at an early stage. AI companies test models for dangerous capabilities, train them to refuse harmful requests, and monitor their deployment to detect and address misuse. However, no combination of safeguards is perfectly reliable, and all approaches face a range of underlying challenges (§3.1. Technical and institutional challenges). One is the evaluation gap: generating timely, reliable evidence about AI capabilities and impacts is difficult, and pre-deployment evaluations often fail to predict real-world behaviour. Information asymmetries also mean that researchers and policymakers often lack access to information about AI development processes and deployment impacts.

These limitations mean that organisations often approach AI risk management with a ‘defence-in-depth’ approach, implementing multiple layers of safeguards. Organisational risk management practices help systematically identify, assess, and reduce the likelihood and severity of risks (§3.2. Risk management practices), while technical safeguards operate at the model, system, and ecosystem level (§3.3. Technical safeguards and monitoring). Open-weight models pose distinct challenges for these approaches, as model replication, modification, and deployment outside controlled environments can make misuse harder to prevent and trace (§3.4. Open-weight models). Societal resilience-building measures help broader systems resist, absorb, recover from, and adapt to shocks and harms associated with general-purpose AI (§3.5. Building societal resilience).

On all these fronts, progress is being made and general-purpose AI systems are, on the whole, becoming more reliable, secure, and trustworthy. However, important limitations persist, and it remains hard to predict whether safeguards will protect against risks from more capable systems and the ‘unknown unknowns’ that are not yet being considered. This creates an ‘evidence dilemma’: policymakers will likely face difficult choices regarding general-purpose AI before they have clarity on capabilities and risks, but waiting for more evidence could leave society vulnerable.

Technical and institutional challenges

Key information

• General-purpose AI poses distinct institutional and technical challenges for policymakers. These fall into four broad categories: gaps in scientific understanding, information asymmetries, market failures, and institutional design and coordination challenges.

• Gaps in scientific understanding limit the ability to reliably evaluate the behaviour of general-purpose AI systems. For example, developers cannot always predict what behaviours will emerge when they train new models, or provide robust, quantifiable assurances that an AI system will not exhibit harmful behaviours.

• Information asymmetries limit access to evidence about general-purpose AI systems. For example, AI developers have information about their products that remains largely proprietary, and commercial considerations often make it difficult for them to share information about their development processes and risk assessments.

• Market dynamics and the pace of AI development pose additional challenges. Due to competitive pressures, AI companies may face trade-offs between faster product releases and investments in risk reduction efforts. Many AI-related harms are also externalised and legal liability for them remains unclear, and governance processes can be slow to adapt to changes in the AI landscape.

• These challenges create an ‘evidence dilemma’ for policymakers. The general-purpose AI landscape changes rapidly, but evidence about new risks and mitigation strategies is often slow to emerge. Acting with limited evidence might lead to ineffective or even harmful policies, but waiting for stronger evidence could leave society vulnerable to various risks.

• Since the publication of the last Report (January 2025), some challenges have eased while others have intensified. Advances in open-weight model releases may help more researchers study the behaviour of highly capable models. Several jurisdictions have also developed transparency and incident reporting frameworks that may provide policymakers with more relevant information, though the recency of these developments means their usefulness in practice remains uncertain.

General-purpose AI presents distinctive challenges for policymakers. Certain features of the technology, such as its complexity, the pace of its development, and its deployment across multiple sectors, make risks associated with it difficult to assess and manage. This section discusses 10 challenges across the following four categories: gaps in scientific understanding: information asymmetries; market failures; and institutional design and coordination challenges (Figure 3.1). Some of these challenges stem from AI system properties, such as the difficulty of interpreting model behaviour or evaluating capabilities. Others arise from how social structures and incentives shape the ability of governments, companies, and researchers to generate and act on evidence about emerging risks.

Gaps in scientific understanding and information asymmetries create an ‘evidence dilemma’ for policymakers. Policymakers may face difficult decisions about general-purpose AI before they have clear evidence regarding its capabilities and risks. Acting on incomplete information may lead to the implementation of ineffective or even harmful interventions. However, waiting for conclusive evidence to emerge could leave society vulnerable to many of the risks discussed in Chapter 2. Market failures and institutional design challenges compound this problem by creating misaligned incentives and coordination difficulties that persist even when evidence is available.

Category 1: Gaps in scientific understanding

The first set of challenges concerns gaps in scientific understanding. Researchers cannot yet reliably train AI systems to behave as intended or explain why they produce particular outputs. Current evaluation methods also do not reliably identify dangerous capabilities before deployment.

Training objectives only partially capture intended goals

The complex training process of general-purpose AI models (see §1.1. What is general-purpose AI?) makes it difficult for developers to predict model capabilities and behaviour for several reasons. First, the mathematical objectives used in training often capture only part of what developers intend. For example, a model may be optimised to predict the next word in a sequence, even though the real-world goal is to create user-friendly products that efficiently provide accurate and helpful information. These two aims only partially align. Second, the safety-focused mitigations that developers add after initial training may not generalise across all inputs. For example, safeguards can sometimes be bypassed when a model is prompted in a language uncommon in its training data.

These limitations have practical consequences. AI models exhibit persistent deficiencies on measures of truthfulness, safety, and robustness, and there are fundamental unsolved problems in ensuring that safeguards remain effective across different contexts. Researchers have also demonstrated that models can be trained to produce false information to complete tasks, with such behaviour persisting despite safety mitigations, and that models can behave differently in training and deployment contexts (364*). While these behaviours observed in experimental settings may not generalise to real-world deployment, they underscore core technical challenges in ensuring models behave as intended.

Model outputs cannot yet be reliably explained

Current techniques for understanding how AI models produce their outputs also remain unreliable. Researchers often cannot trace how a particular input leads to a specific output. General-purpose AI models involve billions or trillions of parameters adjusted across massive datasets, and they represent information across neurons in a highly distributed way, making it technically challenging to isolate which parts of the model are responsible for specific behaviours. This is often referred to as the ‘black box’ nature of AI systems. ‘Interpretability’ techniques that aim to explain models’ internal workings require major simplifying assumptions and can be misleading if used incorrectly.

This lack of interpretability creates fundamental challenges for ensuring the robustness, safety, and reliability of AI systems. Unlike in mature safety-critical industries, where systems often must meet quantifiable reliability thresholds, computer scientists cannot yet provide robust, quantifiable assurances that AI systems will avoid specific harmful behaviours or consistently produce correct task completions or answers. This makes it harder to design oversight measures and safety testing standards, and assign liability when AI systems cause harm. Researchers are actively working on interpretability methods alongside complementary verification and monitoring frameworks, and new developments may yield further insights (see §3.3. Technical safeguards and monitoring).

There is an evaluation gap between performance in pre-deployment evaluations and in the real world

Current evaluation methods produce unreliable assessments of both what AI models can do (their capabilities) and how they tend to behave (their propensities). Research into developing appropriate metrics to measure AI capabilities and real-world impacts remains immature and fragmented. Evaluations designed for AI agents face similar limitations. This makes the core goal of safety-focused evaluation – measuring risk to facilitate understanding, monitoring, and mitigation – difficult to achieve. Evaluation and testing methods suffer from three main limitations.

First, many benchmarks fail to accurately measure the specific capability they claim to assess. For example, they often use multiple-choice formats in which models can generate correct answers using shortcuts rather than more robust methods, leading to inflated performance scores. Assessing the quality of benchmarks can be difficult because evaluation practices themselves can be opaque, inconsistent, and reliant on non-transparent datasets, ad-hoc procedures, or unvalidated metrics. In addition, evaluating models for some risks – specifically dangerous capabilities – might require prompting them to engage in dangerous activities, such as certain tasks involved in weapons development. Finally, models can underperform during evaluations compared to other contexts, a pattern termed ‘sandbagging’ that has been observed in experiments.

Second, benchmark performance alone does not reliably predict real-world behaviour. Understanding the risk posed by an AI system in practice requires examining real deployments, including how different users interact with it and what consequences result. For example, one recent study showed that language models fine-tuned to sound warm or empathetic became 10–30 percentage points more likely to make errors such as promoting conspiracy theories, validating incorrect beliefs, and offering unsafe medical advice. Yet these error-prone models achieved similar benchmark scores to more reliable counterparts, implying that some harms surface only during deployment. Another study in a medical setting found similarly that models with strong benchmark performance still produced clinically unsafe or ambiguous responses across more than 300,000 real interactions.

Third, pre-deployment testing cannot anticipate all future failure modes. The diversity of potential use cases and corresponding risks makes it very difficult to design tests that anticipate all potential failure modes. For example, researchers have shown that simple rephrasings of harmful prompts – such as using past tense – can bypass safety fine-tuning.

Category 2: Information asymmetries

Even if the fundamental scientific gaps in understanding AI were to be resolved, policymakers would still face a second set of challenges: AI developers possess critical information about their AI systems that external stakeholders lack. Developers know what data they used for training, what safety problems arose during development, and how models performed on internal evaluations. However, much of this information remains undisclosed and some of it is proprietary. These ‘information asymmetries’ mean that policymakers sometimes lack certain kinds of data and evidence that would help them make informed decisions about AI.

AI developers often do not disclose information about training data

Companies usually limit the information they share about the datasets used to train general-purpose AI models, including how that data is acquired and processed. There are legitimate reasons for doing so: for example, to protect intellectual property, maintain competitive advantages, and improve model security. However, nondisclosure can also conceal problematic practices, including the use of copyrighted or unlicensed data for training. Since characteristics of the data used to train a model hugely impact its behaviour, information about that data can be useful for risk management efforts. For example, recent research has demonstrated that filtering training data can prevent models from developing dangerous capabilities, such as knowledge about biothreats and the ability to generate child sexual abuse material. A lack of information about training data makes it harder for researchers and auditors to assess how this data affects the safety of AI models and inform relevant policy decisions.

High development costs and access asymmetries hamper external replication and scrutiny

Developing state-of-the-art general-purpose AI models costs hundreds of millions of dollars in data, compute, and talent (Figure 3.2). Since 2020, these costs have grown at a rate of approximately 3.5x each year: if they continue to increase at this rate, the largest training runs will cost over $1 billion USD by 2027. These substantial resource requirements make independent scientific replication cost-prohibitive, limiting the ability of independent researchers to scrutinise specific technical decisions.

Leading AI companies also have access to internal AI systems that are more capable than those available to the public, further widening the gap between the systems developers can access internally and those available to external researchers and the public. Although recent efforts have facilitated open scientific inquiry into model training, independent researchers and smaller organisations often lack the computational, financial, and infrastructural resources needed to study training methods as effectively as researchers within AI companies.

Category 3: Market failures

Market dynamics may create a mismatch between company incentives and socially optimal levels of AI risk mitigation. When harms are diffuse, delayed, or difficult to trace back to their source, there are fewer incentives for private actors to invest in safety measures. Many potential harms from AI systems affect third parties such as individuals, organisations, or communities. As a result, companies may not be sufficiently incentivised to invest in research and other efforts to reduce harms. For example, if an AI system enables the creation of non-consensual intimate imagery, victims bear additional psychological and social costs. This represents a typical market failure: the cost to develop a product does not represent its total societal cost.

Competition intensifies speed-versus-safety trade-offs

Firms that invest heavily in risk mitigation may face competitive disadvantages relative to those that prioritise development speed. For example, delaying model releases for additional testing risks losing market share to less-cautious competitors. Several leading AI developers have voluntarily adopted common safety measures, but there is limited evidence on their long-term effectiveness.

These competitive dynamics extend beyond individual firms: general-purpose AI is being developed across multiple countries, with governments increasingly viewing AI development as a matter of economic and strategic importance. In this environment, countries may face trade-offs between advancing domestic AI capabilities and implementing safety measures that could slow development, particularly if they perceive other countries as not adopting comparable measures.

It is unclear whether existing liability frameworks are suitable for general-purpose AI

Whether existing liability frameworks can adequately address AI-related harms remains uncertain, in part because harms are difficult to trace to specific design choices and responsibility is distributed across multiple actors. AI companies are subject to existing legal frameworks, such as tort law, criminal law, and contract law, allowing victims to seek compensation for harms. Some experts argue that liability regimes will play a key role in ensuring basic protection for victims harmed by using or interacting with these systems. However, AI systems may present distinctive challenges for liability frameworks: harms can be difficult to trace to specific design choices, especially since full information about risk management processes is not public, and responsibility is distributed across model developers, application builders, deployers, and users. This uncertainty is compounded by growth in the use of AI agents that operate with reduced human oversight. How these challenges will manifest in practice remains unclear, but they may warrant ongoing attention as AI systems are deployed more widely.

Category 4: Institutional design and coordination challenges

The speed of AI development makes it difficult for existing government, research, and academic institutions to generate evidence about AI risks in a timely and coordinated manner and build the capacity to respond effectively. Some institutions struggle to build sufficient technical capacity to engage with AI research, while others may have yet to fully appreciate the scale and societal implications of general-purpose AI advances. In addition, a small number of foundation models underpin a wide array of applications deployed across sectors and borders, giving rise to coordination challenges and systemic dependencies.

AI development outpaces traditional governance cycles

The capabilities of the best AI systems improve significantly month-to-month, while major legislation typically takes years to draft, negotiate, and implement. This mismatch means that the AI landscape can change while policy processes unfold, making it difficult to design policies that address emerging risks and are robust to future changes. For example, some current governance approaches use thresholds based on training compute to determine risk management requirements. However, recent advances in inference-time scaling may challenge the effectiveness of such thresholds, as they allow developers to improve model capabilities by using more compute during inference rather than training.

Widespread reliance on a small number of models creates single points of failure

The deployment of a limited number of general-purpose AI models across many different sectors and use-cases creates shared vulnerabilities across the AI ecosystem. A small number of models, mostly developed in the US and China (Figure 3.3), currently underpin AI applications in healthcare, finance, education, and other domains, cumulatively impacting billions of users. When the same model powers many applications, faults in that model can propagate across all applications that depend on it. A single vulnerability can therefore propagate failures or harms across multiple sectors simultaneously. Even ostensibly independent models may share vulnerabilities due to model convergence, where separately developed systems seem to process information in similar ways.

Cross-sector deployment makes it difficult for developers, regulators and policymakers to understand and monitor the full range of applications that a given model supports. This makes it very difficult to carry out comprehensive pre-deployment testing and regulate appropriately across sectors. It is difficult to fix problems after deployment as this causes operational disruptions, and the effectiveness of current post-deployment measures is limited.

Cross-border challenges complicate AI governance

Many AI governance challenges also have an international dimension. AI systems developed in one jurisdiction are frequently deployed in others, and harms may occur in countries other than the one where an AI system was built or trained. Without strong international coordination, it is harder for countries to address cross-border externalities, regulatory arbitrage (where firms relocate to avoid stricter rules), uneven governance capacity across countries, and interoperability challenges (where incompatible national standards fragment markets or reduce safety measure effectiveness).

At the same time, international coordination also has costs: it constrains national sovereignty, reduces regulatory experimentation, and can involve protracted negotiations among countries with divergent priorities and values. It can also reduce the governance flexibility that nations need to adapt frameworks to their specific cultural, economic, and institutional contexts. This means determining whether and where international coordination is required – and what form it should take – is an ongoing challenge.

Updates

Since the publication of the last Report (January 2025), multiple jurisdictions, including China, the European Union, and the United States, have called for and begun to implement measures to accelerate evidence generation towards improved risk management. These measures include safety evaluations and transparency disclosures (such as safety and security protocols and model card releases), whistleblower protections, and incident reporting mechanisms. These measures generate additional evidence on capabilities and risks for governments and the public, which may increase transparency and accountability. Some challenges have also eased slightly. While the overall cost of frontier AI training continues to rise, recent developments in open models and early experiments with distributed and decentralised training may broaden scientific access. On the other hand, wider AI adoption across sectors has expanded the potential points of failure.

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